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ISO 7816 - Smart Card Standards Overview
ISO 7816-1 This part describes the physical characteristics of integrated circuit cards. It includes accommodation of exposure limits for a number of electromagnetic phenomena such as X-rays, UV light, electromagnetic fields, static electrical fields, and ambient temperature of the card.

Furthermore ISO7816-1 defines the characteristics of a card when it is bent or flexed. This is to make sure that plastic cards with embedded chips are manufactured in a way that guarantees flawless operation over the expected life time of a card. Connections between the surface connectors and the I/O pins of the embedded silicon die must be maintained and withstand mechanical stress. Bending and flexing procedures are standardized in ISO 7816.

This part of ISO7816 is important for card manufacturers. They are the ones that choose the materials and establish a process that embeds the integrated circuit into the card.

ISO 7816-2 ISO 7816 part 2 defines the dimensions and location of the contacts. This part includes standards about number, function and position of the electrical contacts.

The integrated circuit card (ICC) has 8 electrical contacts . They are referred to as C1 through C8. However, not all 8 contacts are electrically connected to the embedded microprocessor chip and therefore unused at the present time.

The following table contains the contact definition according to ISO7816-2

Contact Designation Use
C1 Vcc Power connection through which operating power is supplied to the microprocessor chip in the card
C2 RST Reset line through which the IFD can signal to the smart card's microprocessor chip to initiate its reset sequence of instructions
C3 CLK Clock signal line through which a clock signal can be provided to the microprocessor chip. This line controls the operation speed and provides a common framework for data communication between the IFD and the ICC
C4 RFU Reserved for future use
C5 GND Ground line providing common electrical ground between the IFD and the ICC
C6 Vpp Programming power connection used to program EEPROM of first generation ICCs.
C7 I/O Input/output line that provides a half-duplex communication channel between the reader and the smart card
C8 RFU Reserved for future use

WARNING:
Some smart cards issued before 1990 were adherent to a different standard for the contact location and therefore can't be used with today's ISO7816-2 compliant smart card readers. These cards were deployed primarily in Europe.

2.2 - ISO7816-2 Standard

2.2.1) Minimal Contact Size :



2.2.2) Pin's position :



2.2.3) Pin Assignment:

C1 : Vcc = 5V C5 : Gnd
C2 : Reset C6 : Vpp
C3 : Clock C7 : I/O
C4 : RFU C8 : RFU

2.2.4) Contact Location:

All the sizes are in millimeters

  A B C D
C1 10.25 12.25 19.23 20.93
C2 10.25 12.25 21.77 23.47
C3 10.25 12.25 24.31 26.01
C4 10.25 12.25 26.85 28.55
C5 17.87 19.87 19.23 20.93
C6 17.87 19.87 21.77 23.47
C7 17.87 19.87 24.31 26.01
C8 17.87 19.87 28.85 28.55
  ISO7816 location  
ISO 7816-3 Most of ISO7816 3 is important for reader manufacturers or developers who want to establish a communication with a smart card on a very low level, the signal level. Going through ISO 7816-3 you will see what's involved in writing your own I/O software. This can be either to communicate from a microcontroller or a PC's serial/parallel/USB/PCMCIA port. Even if you don't go that far, it is quite interesting to read about what you can get out of an Answer to Reset (ATR).

2.3.1) Electrical Signals Description:

I/O : Input or Output for serial data to the integrated circuit inside
the card.

VPP : Programming voltage input (optional use by the card).

GND : Ground (reference voltage).

CLK : Clocking or timing signal (optional use by the card).

RST : Either used itself (reset signal supplied from the interface device)
or in combination with an internal reset control circuit (optional
use by the card). If internal reset is implemented, the voltage
supply on Vcc is mandatory.

VCC : Power supply input (optional use by the card).


NOTE - The use of the two remaining contacts will be defined in the
appropriate application standards.
 

2.3.2) Voltage and current values:

Abbreviations:

Vih : High level input voltage
Vil : Low level input voltage
Vcc : Power supply voltage at VCC
Vpp : Programming voltage at VPP
Voh : High level output voltage
Vol : Low level output voltage
tr : Rise time between 10% and 90% of signal amplitude
tf : Fall time between 90% and 10% of signal amplitude
Iih : High level input current
Iil : Low level input current
Icc : Supply current at VCC
Ipp : Programming current at VPP
Ioh : High level output current
Iol : Low level output current
Cin : Input capacitance
Cout: Output capacitance

  • I/O

This contact is used as input (reception mode) or output (transmission
mode) for data exchange. Two possible states exist for I/O:

  • mark or high state (State Z), if the card and the interface device are
    in reception mode or if the state is imposed by the transmitter.
  • space or low state (State A), if this state is imposed by the
    transmitter.

When the two ends of the line are in reception mode, the line shall be
maintained in state Z. When the two ends are in non-matced transmit
mode, the logic state of the line may be indeterminate. During
operations, the interface device and the card shall not both be in
transmit mode.

Table 1 - Electrical characteristics of I/O under normal operation conditions.

  • VPP

This contact may be to supply the voltage required to program or to
erase the internal non-volatile memory. Two possible states exists for
VPP: Idle state and active state, as defined in table 2. The idle state
shall be maintained by the interface device unless the active state is
required.

Table 2 : Electrical characteristics of VPP under normal operation conditions.


Rise of fall time : 200 us maximum. The rate of change of Vpp shall not
exceed 2V/us.
The maximum power Vpp*Ipp shall not exceed 1.5W when averaged over any
period of 1s.

  • CLK

The actual frequency, delivered by the interface device on CLK, is
designated either by fi the initial frequency during the answer to
reset, or by fs the subsequent frequency during subsequent transmission.

Duty cycle for asynchronous operations shall be between 45% and 55% of
the period during stable operation. Care shall be taken when switching
frequencies (from fi to fs) to ensure that no pulse is shorter than 45%
of the shorter period.

Table 3 - Electrical characteristics of CLK under normal operation conditions.

  • RST

Table 4 - Electrical characteristics of RST under normal operation conditions.
 

  • VCC

This contact is used to supply the power voltage Vcc.

Table 5 - Electrical characteristics of VCC under normal operation conditions.
 

Symbol Minimum Minimum Unit
Vcc
Icc
4.75 5.25
2.00
V
mA

2.3.3) Operating procedure for integrated circuit(s) cards:

This operating procedure applies to every integrated circuit(s) card with
contacts:

The dialogue between the interface device and the the card shall be
conducted through the consecutive operations:

  • connection and activation of the contacts by the interface device.
  • reset of the card.
  • answer to reset by the card.
  • subsequent information exchange between the card and the interface
    device.
  • deactivation of the contacts by the interface device.

These operations are specified in the following subclasses.

NOTE : An active state on VPP should not only be provided and maintained
when requested by the card.

a - Connection and activation of the contacts:

The electrical circuits shall not be activated until the contacts are
connected to the interface device so as to avoid possible damage to any
card meeting these standards.

The activation of the contacts by the interface device shall consist of
the consecutive operations:

  • RST is in state L;
  • VCC shall be powered;
  • I/O in the interface device shall be put in reception mode;
  • VPP shall be raised to idle state;
  • CLK shallbe provided with a suitable and stable clock.

b - Reset of the card:

A card reset is initiated by the interface device, whereupon the card
shall respond with an Answer to Reset as describe in 2.4.

By the end of the activation of the contacts (RST is in L, VCC powered and
stable, I/O in reception mode in the interface device, VPP stable at idle
level, CLK provided with a suitable and stable clock), the card answering
asynchronously is ready for reset.

The clock signal is applied to CLK at time T0. The I/O line shall be set
to state Z within 200 clock cycles of the clock signal (t2) being applied
to CLK (time t2 after T0).

An internally reset card reset after a few cycles of clock signal. The
Answer to Reset on I/O shall begin between 400 and 40 000 clock cycles
(t1) after the clock signal is applied to CLK (time t1 after T0).

A card with an active low reset is reset by maintaining RST in state L for
at least 40 000 clock cycles (t3) after the clock signal is applied on CLK
(time t3 after T0). Thus if no Answer to Reset begin within 40 000 clock
cycles (t3) with RST in state L, RST is put to state H (at time T1). The
Answer to Reset on I/O shall begin between 400 and 40 000 clock cycles
(t1) after the rising edge of the signal on RST (time t1 after T1).

If the Answer to Reset does not begin within 40 000 clock cycles (t3) with
RST in state H (t3 after T1), the signal on RST shall be returned to state
L (at time T2) and the contacts shall be deactivated by the interface
device.

Figure1 : Reset of the card

With a card answering synchronously, the interface device sets all the
lines to state L (See figure 2). VCC is the powered, VPP is set to idle
state, CLK and RST remain in L state, I/O is put in reception mode in the
interface device, RST shall be maintained in state H for at least 50 us
(t12), before returning to state L again.

The clock pulse is applied after an interval (t10) from the rising edge of
the reset signal. The duration of the state H of the clock pulse can be
any value between 10 us and 50 us ; no more than one clock pulse during
reset high is allowed. The time interval between the falling edges on CLK
and RST is t11.

The first data bit is obtained as an answer to reset on I/O while CLK is
in state L and is valid after an interval t13 from the falling edge on RST.



Figure2 : Reset of the card when a synchronous answer is expected.

NOTES:

  1. The internal state of the card is assumed not to be defined before
    reset. Therefore the design of the card has to avoid improper operation.
  2. In order to continue the dialogue with the card, RST shall be
    maintained in the state where an answer occurs on I/O.
  3. Reset of a card can be initiated by the interface device at its
    discretion at any time.
  4. Interface devices may support one or more of these types of reset
    behavior. The priority of testing for asynchronous or synchronous cards
    is not defined in this standard.
     

c - Deactivation of the contacts

When information exchange is terminated or aborted (unresponsive card or
detection of card removal), the electrical contacts shall be deactivated.

The deactivation by the interface device shall consist of the consecutive
operations:

  • State L on RST;
  • State L on CLK;
  • Vpp inactive;
  • State A on I/O;
  • VCC inactive;

2.3.4) Answer to Reset:
Two types of transmissions are considered:

  • Asynchronous transmission:
    In this type of transmission, characters are transmitted on the I/O line
    in an asynchronous half duplex mode. Each character includes an 8bit
    byte.
     
  • Synchronous transmission:
    In this type of transmission, a series of bits is transmitted on the I/O
    line in half duplex mode in synchronization with the clock signal on CLK.
     

a - Answer to Reset in asynchronous transmission

  • Bit duration

The nominal bit duration used on I/O is defined as one Elementary Time
Unit (etu).

For cards having internal clock, the initial etu is 1/9600 s.

For cards using the external clock, there is a linear relationship
between the Elementary Time Unit used on I/O and the period provided
by the interface device on CLK.

The initial etu is 372/fi s where fi is in Hertz.

The initial frequency fi is provided by the interface device on CLK
during the Answer to Reset.

In order to read the initial character (TS), all cards shall initially
be operated with fi in the range of 1 MHz to 5 MHz.
 

  • Character frame during answer to reset

Prior to the transmission of a character, I/O shall be in state Z.

A character consists of ten consecutive bits:

  • a start bit in state A;
  • eight bits of information, designated ba to bh and conveying a
    data byte;
  • a tenth bit bi used for even parity checking.
     

A data byte consists of 8 bits designated b1 to b8, from the least
significant bit (lsb, b1) to the most significant bit (msb, b8).

Conventions (level coding, connecting levels Z/A to digits 1 or 0: and a
bit significance, connecting ba...bh to b1...b8) are specified in the
initial character, call TS, which is transmitted by the card in response
to reset.

Parity is correct when the number of ONES is even in the sequence from
ba to bi.

Within a character, the time from the leading edge of the start bit to
the trailing edge of the nth bit shall equal (n+/-0.2) etu.

When searching for a start, the receiver samples I/O periodically. The
time origin being the mean between last observation of level Z and first
observation of level A, the start shall be verified before 0.7 etu, and
then ba is received at (1.5 +/-0.2) etu. Parity is checked on the fly.

NOTE : When searching for a start, the sampling time shall be less than
0.2 etu so that all the test zones are distinct from the transition
zones.

The delay between two consecutives characters (between start leading
edges) is at least 12 etu, including a character duration (10+/-0.2) etu
plus a guardtime, the interface device and the card remain both in
reception, so that I/O is in state Z.
 

A data byte consists of 8 bits designated b1 to b8, from the least
significant bit (lsb, b1) to the most significant bit (msb, b8).

Conventions (level coding, connecting levels Z/A to digits 1 or 0: and a
bit significance, connecting ba...bh to b1...b8) are specified in the
initial character, call TS, which is transmitted by the card in response
to reset.

Parity is correct when the number of ONES is even in the sequence from
ba to bi.

Within a character, the time from the leading edge of the start bit to
the trailing edge of the nth bit shall equal (n+/-0.2) etu.

When searching for a start, the receiver samples I/O periodically. The
time origin being the mean between last observation of level Z and first
observation of level A, the start shall be verified before 0.7 etu, and
then ba is received at (1.5 +/-0.2) etu. Parity is checked on the fly.

NOTE : When searching for a start, the sampling time shall be less than
0.2 etu so that all the test zones are distinct from the transition
zones.

The delay between two consecutives characters (between start leading
edges) is at least 12 etu, including a character duration (10+/-0.2) etu
plus a guardtime, the interface device and the card remain both in
reception, so that I/O is in state Z.

Figure 3: Character frame

During the Answer to Reset, the delay between the start leading edges of
two consecutives characters from the card shall not exceed 9600 etu. This
maximum is named initial waiting time.

Error detection and character repetition

During the answer to reset, the following characters repetition
procedure depends on the protocol type. This procedure is mandatory for
cards using the protocol type T=0; it is optional for the interface
device and for the other cards.

The transmitter tests I/O (11+/-0.2) etu after the start leading edge:

  • If I/O is in state Z, the correct reception is assumed.
  • If I/O is in state A, the transmission is assumed to have been
    incorrect. The disputed character shall be repeated after a delay
    of at least 2 etu after detection of the error signal.

When parity is incorrect, from (10.5+/-0.2) etu, the receiver transmits
an error signal at state A for 1 etu minimum and 2 etu maximum. The
receiver then shall expect a repetition of the disputed character (see
figure 8).

If no character repetition is provided by the card,

  • The card ignores and shall not suffer damage from the error signal
    coming from the interface device.
  • The interface device shall be able to initiate the reception and
    the whole Answer to Reset response sequence.

Structures and content
A reset operation results in the answer from the card consisting of the
initial character TS followed by at most 32 characters in the following
order:

  • T0 ...................         Format character     (Mandatory)
  • TAi, TBi, TCi, TDi ... Interface characters (Optional)
  • T1, T2, ... ,TK ......    Historical characters (Optional)
  • TCK ..................       Check character      (Conditional)

TS :  Initial character
TO : Format character
TAi : Interface character [ codes FI,DI ]
TBi : Interface character [ codes II,PI1 ]
TCi : Interface character [ codes N ]
TDi : Interface character [ codes Yi+1, T ]
T1, ... , TK : Historical characters (max,15)
TCK : Check character

Figure 4 : General configuration of the Answer to Reset

The interface characters specify physical parameters of the integrated
circuit in the card and logical characteristics of the subsequent
exchange protocol.

The historical characters designate general information, for example,
the card manufacturer, the chip inserted in the card, the masked ROM
in the chip, the state of the life of the card. The specification of
the historical characters falls outside the scope of this part of
ISO/IEC7816.

For national simplicity, T0, TAi, ... ,TCK will designate the bytes as
well as the characters in which they are contained.

Structure of TS, the initial character

The initial character TS provides a bit synchronization sequence and
defines the conventions to code data bytes in all subsequent characters.
These conventions refer to ISO1177.

I/O is initially in state Z. A bit synchronization sequence (Z)AZZA is
defined for the start bit and bits ba bb bc (see figure 5).

The last 3 bits bg bh bi shall be AAZ for checking parity.

NOTE : This allows the interface device to determinate the etu initially
used by the card. An alternate measurement of etu is a third of the
delay between the first two falling edges in TS. Transmission and
reception mechanisms in the card shall be consistent with the alternate
definition of etu.

The two possible values of TS (ten consecutive bits from start to bi and
corresponding hexadecimal value) are

  • Inverse convention : (Z)ZZAAAAAZ
    where logic level ONE is A, ba is b8 (msb is first), equal to $3F
    when decoded by inverse convention.
     
  • Direct convention : (Z)ZZAZZZAAZ
    where logic level ONE is Z, ba is b1 (lsb first), equal to $3B
    when decoded by direct convention.
     

Figure 5 : Initial character TS

Structure of the subsequent characters in the Answer to Reset

The initial character TS is followed by a variable number of subsequent
characters in the following order: The format character T0 and,
optionally the interface characters TAi, TBi, TCi, TDi and the
historical characters T1, T2, ... , TK and conditionally, the check
character TCK.

The presence of the interface characters is indicated by a bit map
technique explained below.

The presence of the historical characters is indicated by the number of
bytes as specified in the format character defined below.

The presence of the check character TCK depends on the protocol type(s)
as defined as below.

  • Format character T0

The T0 character contains two parts:

  • The most significant half byte (b5, b6, b7, b8) is named Y1 and
    indicates with a logic level ONE the presence of subsequent
    characters TA1, TB1, TC1, TD1 respectively.
     
  • The least significant half byte (b4 to b1) is named K and
    indicates the number (0 to 15) of historical characters.
b8 b7 b6 b5 b4 b3 b2 b1
:<------- Y1 ------>:<-------- K ------>:

 

Y1 : indicator for the presence of the interface characters

  • TA1 is transmitted when b5=1
  • TB1 is transmitted when b6=1
  • TC1 is transmitted when b7=1
  • TD1 is transmitted when b8=1

K : number of historical characters

  • Figure 6 : Information provided by T0
     

Interface characters TAi, TBi, TCi, TDi
 

TAi, TBi, TCi (i=1, 2, 3, ... ) indicate the protocol parameters.
TDi indicates the protocol type T and the presence of subsequent
characters.

Bits b5, b6, b7, b8 of the byte containing Yi (T0 contains Y1; TDi
contains Yi+1) state whether character TAi for b5, character TBi for
b6, character TCi for b7, character TDi for b8 are or are not (depending
on whether the relevant bit is 1 or 0) transmitted subsequently in this
order after the character containing Yi.

When needed, the interface device shall attribute a default value to
information corresponding to a non transmitted interface character.

When TDi is not transmitted, the default value of Yi+1 is null,
indicating that no further interface characters TAi+j, TBi+j,
TCi+j, TDi+j will be transmitted.
 

b8 b7 b6 b5 b4 b3 b2 b1
:<-------Yi+1 ------>:<--------T ------>:

Yi+1 : indicator for the presence of the interface character

  • TAi+1 is transmitted when b5=1
  • TBi+1 is transmitted when b6=1
  • TCi+1 is transmitted when b7=1
  • TDi+1 is transmitted when b8=1
     

T : Protocol type for subsequent transmission.

  • Figure 7 : Information provided by TDi
     

Historical characters T1, T2, ... ,TK
When K is not null, the answer to reset is continued by transmitting
K historical characters T1, T2, ... , TK.

Check character TCK
The value of TCK shall be such that the exclusive-oring of all bytes
from T0 to TCK included is null.

The answer to reset is complete 12 etu after the leading edge of the
last character.

Protocol type T

The four least significant bits of any interface character TDi indicate
a protocol type T, specifying rules to be used to process transmission
protocols. When TDi is not transmitted, T=0 is used.

T=0 is the asynchronous half duplex character transmission protocol.
T=1 is the asynchronous half duplex block transmission protocol.
T=2 and T=3 are reserved for future full duplex operations.
T=4 is reserved for an enhanced asynchronous half duplex character
       transmission protocol.
T=5 to T=13 are reserved for future use.
T=14 is reserved for protocols standardized by ISO.
T=15 is reserved for future extension.

NOTE : If only T=0 is indicated, TCK shall not be sent. In all other
cases TCK shall be sent.

Specifications of the global interface bytes
Among the interface bytes possibly transmitted by the card in answering
to reset, this subclass defines only the global interface bytes TA1,
TB1, TC1, TD1.

These global interface bytes convey information to determine parameters
which the interface device shall take into account.

Parameters F, D, I, P, N

This initial etu is used during answer to reset is replaced by the work
etu during subsequent transmission. F is the clock rate conversion
factor and D is the bit rate adjustment factor to determine the work etu
in subsequent transmissions.

For internal clock cards:

initial etu = 1/9600 s         work etu = (1/D)*(1/9600) s

For external clock cards:

initial etu = 372/fi s         work etu = (1/D)*(F/fs) s
 

The minimum value of fs shall be 1MHz.
The maximum value of fs is given by table 6.

I and P define the active state at VPP.
- Maximum programming current : Ipp = 1mA
- Programming voltage : Vpp = P.V

N is an extra guardtime requested by the card. Before receiving the next
character, the card requires a delay of at least (12+N) etu from the
start leading edge of the previous character. No extra guardtme is used
to send characters from the card to the interface device.

The default values of these parameters are:
F = 372 ; D = 1 ; I = 50 ; P = 5 ; N = 0

Integer values in global interface bytes

The global interface bytes, TA1, TB1, TC1, TB2 code integer values FI,
DI II, PI1, N, PI2 which are either equal to or used to compute the
values of the parameters F, D, I, P, N presented above.

TA1 codes FI over the most significant half byte (b8 to b5) and DI over
the least significant half byte (b4 to b1).

TB1 codes II over the bits b7 and b6, and PI1 over the 5 least
significant bits b5 to b1. The most significant bit b8 equals to 0.

NOTE : The interface device may ignore the bit b8 of TB1.

TC1 codes N over the eight bits (b8 to b1).

TB2 codes PI2 over the eight bits (b8 to b1).

Table 6: Clock rate conversion factor F



 

FI 0000   0001 0010 0011 0100  0101   0110 0111
FI Internal clk 372 558 774 1116 1488 1860 RFU
fs (max) MHz - 5 6 8 12 16 20 -

 

FI 1000 1001 1010 1011 1100 1101  1110 1111
FI RFU 512 768 1024 1536 2048  RFU RFU
fs (max) MHz - 5 7.5 10 15 20 - -

RFU : Reserved for Future Use

Table 7: Bit rate adjustment factor D

DI 0000 0001 0010 0011 0100 0101 0110 0111
D RFU 1 2 4 8 16  RFU RFU

 

DI 1000 1001 1010 1011 1100 1101 1110 1111
D RFU RFU 1/2 1/4 1/8 1/16 1/32 RFU

RFU : Reserved for Future Use

Programming voltage factor P

PI1 from 5 to 25 gives the value of P in volts. PI1=0 indicates that VPP
is connected in the card which generates an internal programming voltage
from VCC. Other values of PI1 are reserved for future use.

When PI2 is present, the indication of PI1 should be ignores. PI2 from
50 to 250 gives the value of P in 0.1V. Other values of PI2 are reserved
for future use.

Table 8 : Maximum programming current factor I

II 00 01 10 11
I 25 50 100 RFU

Extra guard time N

N codes directly the extra guard time, from 0 to 254 etu. N=255
indicates that the minimum delay between the start edges of two
consecutives characters is reduced to 11 etu.


b - Answer to Reset in synchronous transmission

  • Clock frequency and bit rate
    There is a linear relationship between the bit rate on the I/O line and
    the clock frequency provided by the clock interface device on CLK.

    Any clock frequency between 7kHz and 50kHz may be chosen for the reset
    sequence. A clock frequency of 7kHz corresponds to 7kbit/s, and values
    of the clock frequency up to 50kHz cause corresponding bit rates to be
    transmitted.

  • Structure of the header of the Answer to Reset
    The reset operation results in an answer from the card containing a
    header transmitted from the card to the interface. The header has a
    fixed length of 32 bits and begins with two mandatory fields of 8 bits,
    H1 and H2.

    The chronological order of transmission of information bits shall
    correspond to bit identification b1 to b32 with the least significant
    bit transmitted first. The numerical meaning corresponding to each
    information bit considered in isolation is that of the digit.
    - 0 for a unit corresponding to state A (space)
    - 1 for a unit corresponding to state Z (mark)

  • Timing of the header
    After the reset procedure, the output information is controlled by clock
    pulses. The first clock pulse is applied between 10us and 100us (t14)
    after the falling edge on RST to read the data bits from the card. State
    H of the clock pulses can be varied between 10us and 50us (t15) and
    state L between 10us and 100us (t16).

    The first data bit is obtained on I/O while the clock is low and is
    valid 10us (t13) at least after the falling edge on RST. The following
    data bits are valid 10us (t17) at least after the falling edge on CLK.
    Each data bit is valid until the next falling edge the following clock
    pulse on CLK. The data bits can therefore be sampled at the rising edge
    of the following clock pulses.

  • Data content of the header
    The header allows a quick determination of whether the card and the
    interface device are compatible. If there is no compatibility, the
    contacts shall be deactivated.

    The first field H1 codes the protocol type. The values of the codes and
    the corresponding protocol type are

    Hexadecimal value protocol type

    00 and ff               not to be used
    01 to FE               each value is assigned
                                by ISO/IEC JTC1/SC17 to
                                one protocol type

    The second field H2 codes parameters for the protocol type coded in
    field H1. The values of H2 are to be assigned by ISO/IEC JTC1/SC17.


2.3.5) Protocol type selection (PTS)

If only one protocol type and FI=D=1 (default value of TA1) and N smaller
than 255 is indicated in the answer to reset. The transmission protocol
associated to the protocol type may be started immediately after the
transmission of answer to reset.

If more than one protocol type and/or TA1 parameter values other than the
default values and/or N equal to 255 is/are indicated in the answer to
reset, the card shall know unambiguously, after having sent the answer to
reset, which protocol type or/and transmission parameter values (FI, D, N)
will be used. Consequently a selection of the protocol type and/or the
transmission parameters values shall be specified.

If the card is able to process more than one protocol type and if one of
those protocol types is indicated as T=0, then the protocol type T=0 shall
indicated in TD1 as the first offered protocol, and is assumed if no PTS
is performed.

If a card offers more than one protocol and if the interface device
supports only one of these protocols which is not T=0 and does not support
PTS, the interface should reject or reset the card.

2.3.5.a - PTS protocol

Only the interface device is permitted to start a PTS procedure:

  • The interface device sends a PTS request to the card.
  • If the card receives a correct PTS request, it answers by sending a
    PTS confirm, if implemented or the initial waiting time will be
    exceeded.
  • After the successful exchange of PTS request and PTS confirm, data
    shall be transmitted from the interface device using the selected
    protocol type and/or transmission parameters.
  • If the card receives an erroneous PTS request, it will not send a PTS
    confirm.
  • If the initial waiting time is exceeded, the interface device should
    reset or reject the card.
  • If the interface device receives an erroneous PTS confirm, it should
    reset or reject the card.
     

The parameters for the transmission of the PTS request and PTS confirm
shall correspond to those used within the Answer to Reset regarding the
bit rate and the convention detected by TS and possibly modified by TC1.
 

2.3.5.b - Structure and content of PTS request and PTS confirm

The PTS request and PTS response each consist of one initial character
PTSS, followed by a format character PTS0, three optional parameter
characters PTS1 PTS2 PTS3, and a character check PCK at the last byte.

PTSS identifies the PTS request or PTS confirm and is coded FF.

PTS0 indicates by the bits b5, b6, b7 set to 1 the presence of the
subsequently sent optional characters PTS1, PTS2, PTS3 respectively. It
codes over the least significant bits b4 to b1 the selected protocol type
T as coded in TD bytes. The most significant bit b8 (default b8=0) is
reserved for future use.

PTS1 codes the parameter values FI and D as coded in TA1. The interface
device may send PTS1 in order to indicate the selection FI and/or D values
to the card. If PTS1 is not sent, FI=1 and D=1 are assumed as defaults.
The card either acknowledges both the FI and D values by echoing PTS1 or
does not send PTS1 indicating the use of the default values.

PTS2 indicates the support of N=255, when bit b1 is set to 1. Bit b1 set
to 0 is the default and indicates that the 11 etu period is not used. If
bit b2 is set to 1, the card shall use an extra guard time of 12 etu for
its transmission of characters to the interface device. Bit b2 set to 0 is
the default and indicates that no extra guard time is required. Bit b3 to
b8 are reserved for future use.

If PTS2 is sent by the interface device and is not echoed by the card, the
interface device should reject or reset the card.

The coding and use of PTS3 is not defined.

The value of PCK shall be such that the exclusive-oring of all characters
from PTSS to PCK included is null.
 

2.3.6) Protocol type T=0, asynchronous half duplex character transmission
protocol

This clause defines the structure and processing of commands initiated by
an interface device for transmission control and for card specific control
in an asynchronous half duplex character transmission protocol.

This protocol uses the parameters indicated by the answer to reset, unless
modified by the protocol type selection.

2.3.6.a - Specific interface parameters: the work waiting time

In an answer to reset, the interface character TC2 codes the integer value
WI over eight bits b8 to b1. When no TC2 appears in the answer to reset,
the default value of WI is 10.

The interval between the start leading edge of any character sent by the
card and the start leading edge of the previous character (sent either by
the card or by the interface device) shall not exceed 960*OWI work etu.
This maximum delay is named the work waiting time.

2.3.6.b - Structure and processing of commands

A command is always initiated by the interface device. It tells the card
what to do in a 5-byte header, and allow a transfer of data bytes under
control of procedure bytes sent by the card.

It is assumed that the card and the interface device know a priori the
direction of data, in order to distinguish between instructions for
incoming data transfer (where data enter the card during execution) and
instructions for outgoing data transfers (where data leave the card during
execution).



Figure 8 : Byte transmission diagram
 

  • Command header sent by the interface device

The interface device transmits a header over five successive bytes
designated CLA, INS, A1, A2, L.

  • CLA is an instruction class. The value FF is reserved for PTS.
     
  • INS is an instruction code in the instruction class. The instruction
    code is valid only if the least significant bit is 0, and the most
    significant half byte is neither 6 nor 9.
     
  • P1, P2 are a reference (e.g. an address) completing the instruction
    cod
     
  • P3 codes the number n of data bytes (D1, ... , Dn) which are to be
    transmitted during the command. The direction of movement of these
    data is a function of the instruction. In an outgoing data transfer
    command, P3=0 introduces a 256 byte data transfer from the card. In an
    incoming data transfer command, P3=0 introduces no transfer of data.
     

All remaining encoding possibilities for the header are specified in
subsequent parts of ISO7816.

After transmission of such 5 byte header, the interface device waits for
a procedure byte.

Procedure bytes sent by the card

The value of the procedure bytes shall indicate the action requested by
the interface device. Three types of procedure bytes are specified:

  • ACK : (The seven most significant bits in an ACK byte are all equal or
    complementary to those in the INS byte, apart from the values 6x and
    9x) The interface device control VPP state and exchanges data
    depending on ACK values.
     
  • NULL : (=$60) This byte is sent by the card to restart the working
    time, end to anticipate a subsequent procedure byte. It requests no
    further action neither on VPP nor on Data.
     
  • SW1 (= $6x or $9x, expect $60); The interface device maintains or sets
    VPP at idle and waits for a SW2 byte to complete the command.

Any transition of VPP state (active/idle) must occur within the
guard time of the procedure byte, or on the work waiting time overflow.

At each procedure byte, the card can proceed with the command by an ACK
or NULL byte, or show its disapproval by becoming unresponsive, or
conclude by an end sequence SW1-SW2.
 

Byte Value Result
  INS VPP is idle. All remaining data bytes are transferred subsequently.
 
  INS+1 VPP is active. All remaining data bytes are transferred subsequently.
 

ACK
 
___
INS
VPP is idle. Next data byte is transferred subsequently.
  _____
INS+1
VPP is active. Newt data byte is transferred subsequently.
NULL $60 No further action on VPP. The interface device waits for a new procedure byte
SW1 SW1 VPP is idle. The interface device waits for a SW2 byte

Acknowledge bytes

The ACK bytes are used to control VPP state and data transfer.

  • When exclusive-oring the ACK byte with the INS byte gives $00 or
    $FF, the interface device maintains or sets VPP as idle.
  • When exclusive-oring the ACK byte with the INS byte gives $01 or
    $FE, the interface device maintains or sets VPP as active.
  • When the seven most significant bits in the ACK byte have the same
    value as those in the INS byte, all remaining data bytes (Di, ...,
    Dn) if any remain, are transferred subsequently.
  • When the seven most significant bits in the ACK byte are
    complementary to those in the INS byte, only the next data byte
    (Di), if one remains is transferred.

After these actions, the interface device waits for a new procedure.
Null byte (= $60)

This byte is sent by the card to reset the work waiting time and to
anticipate a subsequent procedure byte.

Status bytes (SW1=$6x or $9x, expect $60; SW2 any value)
The end sequence SW1-SW2 gives the card status at the end of the command.

The normal ending is indicated by SW1-SW2 = $90-$00.

When the most significant half byte SW1 is $6, the meaning of SW1 is
independent of the application. The following five values are defined:

$6E The card does not support the instruction class.
$6D The instruction code is not programmed or is invalid.
$6B The reference is incorrect.
$67 The length is incorrect.
$6F No precise diagnostic is given.

Other values are reserved for future use by ISO7816.
When SW1 is neither $6E nor $6D, the card support the instruction.
This part of ISO7816 does not interprets neither $9X SW1 bytes, nor SW2
bytes; Their meaning relates to the application itself.

The end sequence SW1-SW2 gives the card status at the end of the command.

The normal ending is indicated by SW1-SW2 = $90-$00.

When the most significant half byte SW1 is $6, the meaning of SW1 is
independent of the application. The following five values are defined:

$6E The card does not support the instruction class.
$6D The instruction code is not programmed or is invalid.
$6B The reference is incorrect.
$67 The length is incorrect.
$6F No precise diagnostic is given.

Other values are reserved for future use by ISO7816.
When SW1 is neither $6E nor $6D, the card support the instruction.
This part of ISO7816 does not interprets neither $9X SW1 bytes, nor SW2
bytes; Their meaning relates to the application itself.

Supplement (were seen sometimes):

SW1 SW2 Meaning
62 81 Returned data may be corrupted.
62 82 The end of the file has been reached before the end of reading.
62 84 Selected file is not valid.
65 01 Memory failure. There have been problems in writing or reading
the EEPROM. Other hardware problems may also bring this error.
68 00
 
The request function is not supported by the card.
6A 00 Bytes P1 and/or P2 are incorrect.
6A 80 The parameters in the data field are incorrect.
6A 82 File not found.
6A 83 Record not found.
6A 84 There is insufficient memory space in record or file.
6A 87 The P3 value is not consistent with the P1 and P2 values.
6A 88 Referenced data not found.
6C XX Incorrect P3 length.
ISO 7816-4 This part of ISO/IEC 7816 smart card standard specifies

 

  • the contents of the messages, commands and responses, transmitted by the interface device to the card and conversely,
  • the structure and content of the historical bytes sent by the card during the answer to reset,
  • the structure of files and data, as seen at the interface when processing inter-industry commands for interchange,
  • access methods to files and data in the card,
  • methods for secure messaging,
  • access methods to the algorithms processed by the card. It does not describe these algorithms.

It does not cover the internal implementation within the card and/or the outside world.
It allows further standardization of additional inter-industry commands and security architectures.

   
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